{"id":1339,"date":"2025-04-25T21:16:43","date_gmt":"2025-04-25T20:16:43","guid":{"rendered":"https:\/\/cherivagroup.co.uk\/?post_type=awsm_job_openings&#038;p=1339"},"modified":"2025-04-25T21:16:44","modified_gmt":"2025-04-25T20:16:44","slug":"compliance-officer-hybrid","status":"publish","type":"awsm_job_openings","link":"https:\/\/cherivagroup.co.uk\/?awsm_job_openings=compliance-officer-hybrid","title":{"rendered":"Compliance Officer &#8211; Hybrid"},"content":{"rendered":"\n<p class=\"wp-block-paragraph\"><strong>Job Title: Compliance Officer \u2013 Investment Banking (6-month contract)<\/strong><\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>Location:<\/strong>&nbsp;Hybrid<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>Salary:\u00a0\u00a3400 per day<\/strong> (outside IR35)<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>Our client&nbsp;<\/strong>We are working exclusively with a boutique investment advisory firm to recruit an experienced Compliance Officer for a 6-month contract. This is an excellent opportunity to step into a key role within a small, FCA-regulated business advising on cross-border M&amp;A and capital raising in the technology sector.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">The successful candidate will provide day-to-day compliance support, ensure ongoing regulatory adherence, and support senior leadership with policy, monitoring, and governance matters.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>Position Overview:<\/strong>&nbsp;The successful candidate will work closely alongside the firm\u2019s Compliance Manager, supporting the day-to-day compliance framework and contributing to ongoing regulatory initiatives.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">This role offers the opportunity to step into a collaborative and high-trust environment, where you&#8217;ll be involved in a broad range of compliance matters &nbsp;&#8211; from monitoring and policy updates to AML reviews and regulatory filings.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>Key Responsibilities:<\/strong><\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>Oversee compliance with applicable FCA rules and guidance, including SYSC, COBS, SM&amp;CR, and MAR<\/li>\n\n\n\n<li>Maintain and update internal compliance policies and procedures<\/li>\n\n\n\n<li>Conduct compliance monitoring and risk assessments<\/li>\n\n\n\n<li>Lead or support regulatory reporting and filings (e.g., RegData returns)<\/li>\n\n\n\n<li>Oversee KYC\/onboarding and ensure AML\/CTF processes align with UK regulatory standards<\/li>\n\n\n\n<li>Advise senior stakeholders on regulatory matters and emerging compliance risks<\/li>\n\n\n\n<li>Coordinate with external compliance consultants or a principal firm, if operating under an Appointed Representative model<\/li>\n\n\n\n<li>Support training and awareness across the firm<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>How to Apply:<\/strong>&nbsp;<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Interested candidates are invited to submit their CV and a cover letter detailing their relevant experience and why they are the ideal fit for this role to<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>Equal Opportunity Employer:&nbsp;<\/strong>Our client is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Chervia Group thanks all applicants for their interest; however, only those selected for an interview will be contacted.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Job Title: Compliance Officer \u2013 Investment Banking (6-month contract) Location:&nbsp;Hybrid Salary:\u00a0\u00a3400 per day (outside IR35) Our client&nbsp;We are working exclusively with a boutique investment advisory firm to recruit an experienced Compliance Officer for a 6-month contract. This is an excellent opportunity to step into a key role within a small, FCA-regulated business advising on cross-border &hellip; <a href=\"https:\/\/cherivagroup.co.uk\/?awsm_job_openings=compliance-officer-hybrid\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">Compliance Officer &#8211; Hybrid<\/span><\/a><\/p>\n","protected":false},"author":250200123,"template":"","meta":{"advanced_seo_description":"","jetpack_seo_html_title":"","jetpack_seo_noindex":false,"jetpack_seo_schema_type":"","jetpack_publicize_message":"{title}\n\n{excerpt}\n\n{url}","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":true,"jetpack_social_options":{"image_generator_settings":{"template":"highway","default_image_id":0,"font":"","enabled":false},"version":2},"_wpas_customize_per_network":false},"class_list":["post-1339","awsm_job_openings","type-awsm_job_openings","status-publish","hentry","job-category-financial","job-type-contract","job-location-london","job-function-compliance"],"jetpack_publicize_connections":[],"jetpack_likes_enabled":true,"jetpack_sharing_enabled":true,"_links":{"self":[{"href":"https:\/\/cherivagroup.co.uk\/index.php?rest_route=\/wp\/v2\/awsm_job_openings\/1339","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/cherivagroup.co.uk\/index.php?rest_route=\/wp\/v2\/awsm_job_openings"}],"about":[{"href":"https:\/\/cherivagroup.co.uk\/index.php?rest_route=\/wp\/v2\/types\/awsm_job_openings"}],"author":[{"embeddable":true,"href":"https:\/\/cherivagroup.co.uk\/index.php?rest_route=\/wp\/v2\/users\/250200123"}],"wp:attachment":[{"href":"https:\/\/cherivagroup.co.uk\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=1339"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}